Background
To evaluate whether machine learning (ML) methods (Elastic Net (EN), eXtreme Gradient Boosting (XGBoost), Feed Forward Neural Net (FNN)) can improve claims-based inpatient quality measurement by Logistic Regression.
Methods
This retrospective cohort study used German claims data from the years 2015-2021. The study population encompassed inpatient cases of acute myocardial infarction (n = 165,130) and proximal humerus fracture (n= 34,912), for which quality related outcomes were assessed. The performances of risk adjustment models based on machine learning methods (EN, XGBoost, FNN) were compared to stepwise backwards Logistic Regression by Receiver Operating Characteristics-Area under the Curve (ROC-AUC), Precision Recall-Area under the Curve (PR-AUC), Brier Score (BS). The institution-specific quality was measured by Standardised Mortality Ratios (SMR) which were used to visualise the impact of the tested methods on quality assessment.
Results
For most of the outcomes none or only marginal gains were found for the machine learning methods. Highest gain in model performance showed the FNN in comparison to Logistic Regression with a gain in ROC-AUC of 2.4%, in PR-AUC of 4.5%, and slightly in the BS with a loss of 0.007. The FNN was followed by XGBoost with a gain in ROC-AUC of 2.3%, anyhow this improvement was not reflected in a lower BS.
Conclusions
None of the machine learning methods tested is generally superior for creating quality indicators. Marginal gain in model performance should not be the main basis for choosing an adequate method; instead, interpretability should be emphasised, especially when dealing with new datasets with little knowledge of important risk factors.